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Settlement Forms

Money Withdrawal / Transfer Form

Stock Withdrawal / Transfer Form

Securities Settlement Instruction

Deposit of Share Certificate Form

Other Forms

Change of Account Information Form

Client Consent for Collection and Handling of HKIDR and OTCR Form    

Risk Disclosure Statement (Derivatives)

Investment Risk Profiling Questionnaire

 

CRS Self-Certification Form – Entity

CRS Self-Certification Form – Individual

CRS Self-Certification Form – Controlling Person

Personal Information Collection Statement concerning Northbound China Connect Orders

Important Notice

23/02/2023

Notice on the investor identification regime (HKIDR)

The Hong Kong Securities and Futures Commission will implement the investor identification regime (HKIDR) in 30 March 2023. To comply such regulatory requirement in order not to affect your trading activities, please fill in the "Client Consent on Hong Kong Investor Identification Regime (HKIDR)" as soon as possible and return it to the company through the following methods.

1. by post – 2603A 26/F One Harbour Plaza, 181 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong (Attention:  Settlement Department)

2. by email – cs.securities@imperiumhk.com

Client Consent on Hong Kong Investor Identification Regime (HKIDR)

Brief introduction to the HKIDR for investors (leaflet)