Hong Kong Stocks
|
|
Fee (HKD) |
Minimum Charges (HKD) |
|---|---|---|
|
Trading Standard Commission |
0.25%^ |
HK$100 |
| Additional Handling Fee for Grey Market Trading | HK$50 | N/A |
|
Stamp Duty |
0.1% of consideration |
HK$1 |
|
Transaction Levy |
0.0027% |
N/A |
|
Trading Fee |
0.00565% |
N/A |
| Financial Reporting Council Transaction Levy | 0.00015% of consideration | N/A |
|
Settlement Fee |
0.002% per execution |
HK$2 |
Shanghai A share
|
|
Fee (RMB) |
Minimum Charges (RMB) |
|---|---|---|
|
Trading Standard Commission - Internet / Mobile trading platform - Customer / Trading Hotline |
0.25% 0.25% |
RMB100 RMB100 |
|
Handling Fee |
0.00341% |
N/A |
|
Securities Management Fee |
0.002% |
N/A |
|
Stamp Duty |
0.05% (on sell side) |
N/A |
|
Transfer Fee |
0.001% (ChinaClear) |
N/A |
|
Transfer Fee |
0.002% (HKSCC) |
N/A |
|
Portfolio Fee |
0.008% / monthly (on daily AUM, collect in HKD) |
N/A |
Settlement Services
|
|
Fee |
Minimum Charges |
|---|---|---|
|
Physical Scrip Fee (Hong Kong Stocks) - Deposit - Withdrawal |
HK$5 stamp duty per transfer deed HK$5 per lot |
N/A HK$100 |
|
Settlement Instruction Fee (Hong Kong Stocks and Shanghai A shares) - Deposit - Withdrawal |
Free 0.1% of gross stock value based on the previous closing price |
Free HK$100 (Maximum HK$180,000) |
|
Investor Settlement Instruction Fee (Hong Kong Stocks) - Deposit - Withdrawal |
Free 0.1% of gross stock value based on the previous closing price |
Free HK$100 |
|
Compulsory Share Buyback Fee |
HK$100 handling fee, plus CCASS charges |
N/A |
Nominee & Corporate Actions
|
|
Fee |
Minimum Charges |
|---|---|---|
|
Scrip Fee |
HK$2.50 per lot |
HK$20 |
|
Registration charges |
HK$3.50 per lot |
HK$100 |
|
Collection Fee of Cash / Scrip Dividend (Hong Kong Stocks and Shanghai A shares) |
0.50% on dividend amount |
HK$30 / RMB30 |
|
Collection Fee of Dividend / Coupon on Funds and Bonds |
0.50% on dividend amount |
USD20 or equivalent to USD20 |
|
Bonus Issue / Rights Shares Collection Fee (Bonus Shares Collection) (Hong Kong Stocks and Shanghai A shares) |
HK$1 per lot |
HK$30 |
|
Takeover offer / Auto-Exercise of CBBC / Warrants |
HK$1 per lot |
HK$50 |
| Rights Application | HK$1 per board lot of newly exercised / converted shares | HK$30 |
|
Convertible Bond Conversion |
HK$500 per transaction |
N/A |
|
Cash Offer / Privatisation |
HK$100 per transaction plus CCASS charges |
HK$100 |
|
Charges for Claiming Unclaimed Entitlement |
HK$200 plus CCASS charges |
HK$200 |
| Attending General Meeting | HK$100 per meeting | HK$100 |
|
Voting at General Meeting |
HK$100 /USD13 per transaction |
HK$100 / USD13 |
| Bond Maturity Redemption | 0.6% of face value of the bond | HK$5,000 |
|
Custody Fee for Bonds |
0.2% per annual (to be charged quarterly, collect in HKD)* plus counterparty custody fee |
HK$1,000 per quarter |
| Custody Fee for Funds | 0.2% per annual (to be charged quarterly, collect in HKD)* plus counterparty custody fee | HK$1,000 per quarter |
Financing and Other Services
|
|
Fee |
||
|---|---|---|---|
|
Initial Public Offering |
HK$100 |
||
|
Returned Cheque Charge |
HK$200 per cheque per transaction |
||
| Retrieving Cheque Image | HK$250 per cheque | ||
|
Fund withdrawal by CHATS / TT (HKD and RMB) |
HK$150 (to local Bank) / HK$450 (to Bank outside HK) |
||
| Fund withdrawal by CHATS / TT (USD) | USD20 (to local Bank) / USD60 (to Bank outside HK) | ||
|
Overdue Interest Rate (All Currencies) - Cash Account - Margin Account |
Charged as P+13% per annum** Charged as P+10% per annum** |
||
|
Account Confirmation Fee |
HK$100 per confirmation request |
||
|
Reissue of Daily / Monthly Statement |
HK$50 per statement |
||
|
Real Time Snap-Shot / Streaming (online client only) |
SnapShot quotes Services
Streaming Quotes Services
|
Free for First 500 Clicks Per Month *** (Afterwards HK$100 per 1,000 Quote****)
HK$450 per calendar month (quotes cannot be carried forward to next month) |
|
| Long-term Dormant Account | If the account has no trading activities in the past 36 months; and there is no stock or position; and the cash balances and ending balances are below HK$2,000. | HK$50 per month | |
|
Other items |
Negotiable |
||
| ^ | Commission may be negotiable for high net worth clients. (The commission rates of HK Securities and Shanghai A shares of existing client will remain unchanged.) |
| * | The fee is charged quarterly at the base of fund/bond value as at last business day of March, June, September and December and will be debited client account on the first business day of April, July, October and January. |
| ** | Prime Lending Rate is set according to the Hang Seng Bank HKD Prime Lending Rate or the rate determined by Imperium International Securities Limited from time to time, whichever is higher and will be marked up 10% or 13%. The overdue interest rate may be negotiable for high net worth clients. |
| *** | Free quotes are only valid for the month in which they are credited. Any unused free quotes cannot be carried forward and will be cancelled after that month. Imperium International Securities Limited reserves the right to terminate or change such offers at any time without prior notice. Please refer to our website or visit our office for the latest offers and services charges. |
| **** | The unused purchased quotes will not be expired. They will remain in the corresponding account until being used or upon closure of the account. Any unused purchased quotes are non-refundable and non-transferrable. Imperium International Securities Limited reserves the right to make the final decision in the event of any dispute. |
The above charges are subject to revision from time to time without prior notice. For enquiries, please call our Customer Services Hotline at (852) 3585 8988 or send email to cs.securities@imperiumhk.com
Effective Date: 17 November 2023